Referso Jobs

Product Manager, Regulatory

Robinhood · Posted Nov 2, 2026

Open

Toronto, Ontario, Canada
Full-time · Mid
CA$94K–CA$110K per year
5+ years

Product Manager, Regulatory

Robinhood · Posted Nov 2, 2026

Open

Toronto, Ontario, Canada
Full-time · Mid
CA$94K–CA$110K per year
5+ years

Wealth Management Registered Supervisor - Vice President

Morgan Stanley · Posted Nov 4, 2026

Open

Toronto, Ontario, Canada
Full-time · Vp
2+ years

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The Account Supervisor is responsible for a wide variety of supervisory, compliance and risk functions. The successful candidate will be accountable for maintaining a controlled environment through the adherence to Morgan Stanley Wealth Management Canada “MSWC” business ethics and practices in addition to all MSWC policies and procedures. This role is a non-revenue sharing position.

Responsibilities

Perform First-Tier supervision of retail accounts, including options conducted in order execution only and full-service accounts.
Facilitate any supervisory inquiry or process that requires escalation.
Focus on business ethics, regulatory and compliance practices.
Provide coaching and guidance to Financial Advisors on policies and procedures to promote risk awareness and a compliant environment.
Ensure proper procedures are in place to ensure that approvals are handled appropriately.

Requirements

Bachelor’s degree or equivalent education or experience
Nice to have: CSC
Nice to have: CPH
Nice to have: 990-day training program
Nice to have: CSI Supervisors Course

Skills

CIRO Rules Supervisory experience Risk management Compliance

Wealth Management Registered Supervisor - Vice President

Morgan Stanley · Posted Nov 4, 2026

Open

Toronto, Canada
2+ years

Apply with RefersoAI Apply on careers page

The Account Supervisor is responsible for a wide variety of supervisory, compliance and risk functions within Morgan Stanley Wealth Management Canada.

Responsibilities

Responsible for first-tier supervision of retail accounts
Facilitates supervisory inquiries and processes
Focuses on business ethics, regulatory and compliance practices
Provides coaching and guidance to Financial Advisors
Ensures proper procedures for approvals

Requirements

Bachelor’s degree required or equivalent education or experience
Nice to have: Knowledge of French

Skills

CIRO Rules Complex Products such as Alternative Investments, Structured Investments Strong attention to detail Strong leadership capabilities Ability to prioritize and resolve complex problems Ability to interact with Financial Advisors and clients

Product Manager, Regulatory

Product Manager, Regulatory

Compensation

Responsibilities

Requirements

Skills

Benefits

Wealth Management Registered Supervisor - Vice President

Responsibilities

Requirements

Skills

Wealth Management Registered Supervisor - Vice President

Responsibilities

Requirements

Skills

Benefits

CIRO Rules jobs

Compensation

Responsibilities

Requirements

Skills

Benefits

Responsibilities

Requirements

Skills

Responsibilities

Requirements

Skills

Benefits