- Melville, New York, United States
- Full-time · Mid
- $120K–$170K per year
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a consistent controlled environment through adherence of business ethics, practices, and applicable Federal, State and Local laws.
Compensation
Expected base pay rates for the role will be between $120,000 - $170,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.
Responsibilities
- Primary responsibility for all risk, supervisory, and compliance function for respective branch location(s)
- Facilitate any supervisory inquiry or process that requires escalation from the Senior Risk Officer and/or the Regional Risk Officer
- Focus on business ethics and regulatory and compliance practices
- Provide coaching and guidance on policies and procedures in order to promote risk awareness and a compliant environment
- Ensure proper procedures are in place to ensure that approvals are handled appropriately and timely
Requirements
- Bachelor’s degree
- Nice to have: Previous industry experience