Operations Specialist
Stratos Wealth Partners · Posted Nov 12, 2026
- Franklin, Tennessee, United States
- On-site
- Full-time
Support portfolio trading and client service operations within a fiduciary RIA environment
Responsibilities
- Place authorized trades to raise cash for client distributions and invest new deposits and transfers
- Rebalance client accounts to the firm's five model portfolios as models change or accounts drift
- Confirm trade instructions and authorization with the lead advisor, and raise questions or exceptions before proceeding
- Review trades for accuracy before and after execution; promptly flag errors or discrepancies to the lead advisor and work with the custodian to resolve them as directed
- Monitor cash levels, pending deposits, and upcoming distributions, and flag cash needs or uninvested funds for the lead advisor's review
Requirements
- Nice to have: Series 65 license
- Nice to have: Investment Adviser Representative registration
- Nice to have: experience in RIA operations