- Charlotte, North Carolina, United States +2 more
- On-site
- Full-time · Manager
- $97K–$195K per year
- 5+ years
This job is responsible for executing second line of defense compliance and operational risk oversight for a Consumer Fulfillment Operations, overseeing Consumer Vehicle Lending, First Mortgage and Home Equity products.
Locations (3)
- Charlotte, North Carolina, United States
- Jersey City, New Jersey, United States
- New York, New York, United States
Compensation
$97,200.00 - $195,000.00 annualized salary, offers to be determined based on experience, education and skill set.
Responsibilities
- Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations
- Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management -Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures