- Kansas City, Missouri, United States
- Hybrid
- Full-time · Manager
- $111K–$143K per year
- 5+ years
Lead a team of investigators and be accountable for team performance, overseeing investigations of trading activities on Cboe equities exchanges to detect possible violations of Rules and SEC regulations.
Compensation
The anticipated base salary range for this role is $110,500-$143,000, with actual compensation determined by job‑related factors such as skills, relevant experience, education, internal alignment, and location. This role may also be eligible for annual incentive compensation and, where applicable, participation in Cboe's long-term equity programs.
Responsibilities
- Lead a team of investigators and be accountable for team performance
- Manage performance and develop team members through regular feedback, coaching, and performance reviews
- Oversee investigations of trading activities on the Exchanges to detect possible violations of the Exchanges’ Rules, By-Laws, and interpretations and policies, and the SEC rules and regulations thereunder, or other improper activities
- Work with investigators to evaluate and analyze situations, evidence, and case law or precedent necessary to determine whether the activity in question should result in regulatory action
- Review investigative case reports detailing findings in a clear, cohesive manner supported by factual evidence and analysis
Requirements
- Bachelor’s degree
- MBA
- Master’s
- J.D.
- Nice to have: SQL