Support the Chief Anti-Money Laundering Officer and the affiliate oversight Associate Director to ensure adherence to the provisions of Financial Crime Prevention (FCP) related services including onboarding & reviews, transaction monitoring & investigations, sanctions, Politically exposed person (PEP) and adverse media screenings.
Locations (2)
Morrisville, North Carolina, United States
Raleigh, North Carolina, United States
Responsibilities
Support the Chief Anti-Money Laundering Officer and the affiliate oversight Associate Director to ensure adherence to the provisions of Financial Crime Prevention (FCP) related services including onboarding & reviews, transaction monitoring & investigations, sanctions, Politically exposed person (PEP) and adverse media screenings
Assess the multitude of Key Performance Controls and Key Performance Instances that are being implemented to meaningfully evaluate them and provide reporting to senior management and its independent Board
Evaluate sample file testing and data analysis to assess adequacy of services provided including documenting testing analysis and results
Document and report compete scorecards on a periodic basis to reflect appropriate affiliate oversight
Assist in performing quarterly process flows, inventory of affiliate control environment, and annual refreshes of procedures and service level agreements
Requirements
Bachelor’s degree in Business Administration, Management, or a related field of study
