- Tallinn, Harju, Estonia
Responsibilities
- Support the Market Abuse Operations Specialist with regular monitoring and assigned alert reviews.
- Review trading activity and supporting evidence using agreed runbooks, determine whether alerts can be closed or require further review.
- Record the evidence reviewed and your rationale for closing or escalating each alert.
- Escalate potential concerns, complex cases and unclear findings to the specialist, senior colleagues or second-line Compliance through agreed channels.
- Execute core operational tasks associated with the trade flow life cycle and customer offboarding in line with documented SOPs, SLAs and quality standards.
Requirements
- Nice to have: investment operations
- Nice to have: brokerage operations
- Nice to have: payments operations
- Nice to have: compliance operations
- Nice to have: financial crime operations