The Business Process Controls Supervisor is a role in the Second Line of Defense that executes and supports business process control governance and readiness, management monitoring, risk assessment, issue management, remediation tracking, and training activities across assigned business process domains.
- Maintain business process policy-to-control mappings and validate that controls continue to align with policy intent, SOX standards, documented risk objectives, and program documentation expectations.
- Support periodic review and refresh of control descriptions, process narratives, risk and control matrices, flowcharts, and other governance artifacts used for SOX planning, scoping, readiness, and audit support.
- Perform readiness assessment procedures for new or changed business processes, systems, entities, and third-party service providers before they enter SOX scope.
- Identify control design or documentation gaps and coordinate with process owners to develop and track corrective actions.
- Execute assigned monitoring procedures for business process controls, including review of control evidence, validation of monitoring attributes, and identification of exceptions or incomplete support.
- Bachelor’s degree in Accounting
- Finance
- Business Administration
- Information Systems
- Risk Management
Second Line of Defense Business Process Controls SupervisorUPS · Atlanta, US