- Denver, Colorado, United States +1 more
- Hybrid
- Full-time · Director
- $150K–$200K per year
- 15+ years
Lead and manage compliance programs for registered funds, oversee client relationships, conduct examinations, and develop the Fund CCO service line.
Locations (2)
- Denver, Colorado, United States
- United States
Compensation
Salary: $150,000 - $200,000. Actual compensation will be determined based on experience, qualifications, and other job‑related factors. This position may also be eligible for discretionary bonus compensation.
Responsibilities
- Serve as named Fund Chief Compliance Officer and Anti‑Money Laundering Compliance Officer for multiple 1940 Act registered fund clients
- Own multiple client relationships and act as embedded partner and senior relationship contact
- Present to fund boards and prepare annual Rule 38a‑1 reports
- Review and assess compliance policies, procedures and risk assessments annually
- Design, perform and document testing of key controls
Requirements
- Bachelor's degree required