- Wilmington, Delaware, United States
- $93K–$153K per year
- 5+ years
The Compliance Officer serves as a second line of defense oversight leader responsible for providing independent governance, effective challenge, and compliance risk advisory across Wealth Division products, services, and client-facing activities.
Compensation
Salary Range: $92,869.00 - $152,569.00
Responsibilities
- Provide independent oversight and effective challenge to first line Wealth risk management activities.
- Assess whether first line compliance controls are adequately designed, implemented, and operating effectively across Wealth lines of business.
- Ensure alignment with enterprise risk appetite, regulatory expectations, and the three lines of defense model.
- Serve as an independent control function—not responsible for business execution or operational ownership.
- Interpret and apply federal and state regulatory requirements.
Requirements
- Bachelor’s degree or equivalent experience
- Nice to have: CRCM
- Nice to have: CIA
- Nice to have: CFSA
- Nice to have: experience integrated wealth business