- London, England, United Kingdom
- Senior
Senior Compliance Manager responsible for providing risk‑based regulatory advice, second‑line assurance, and compliance monitoring across UK Private Banking and Wealth Management.
Responsibilities
- Provide timely, risk‑based regulatory advice and independent challenge across UK Private Banking and Wealth Management
- Support the identification, assessment and management of investor protection and conduct risks
- Perform independent second‑line compliance monitoring and testing reviews
- Identify and report control weaknesses and recommend corrective actions
- Develop and deliver practical regulatory training, communications and guidance