Control assessment jobs

Senior Business Risk Manager, Private Banking

HSBC · Posted Nov 9, 2026

Open

United Kingdom
Senior

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Senior Business Risk Manager, Private Banking

HSBC · Posted Nov 9, 2026

Open

United Kingdom
Senior

Apply with RefersoAI Apply on careers page

CCO Supervision & Controls - Controls Professional

Barclays PLC · Posted Nov 6, 2026

Open

New York, New York, United States
Full-time · Senior
$110K–$145K per year

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To assess the integrity and effectiveness of the bank's internal control framework to support the mitigation of risk and protection of the bank's operational, financial, and reputational risk. The role involves the operation, oversight, and enhancement of the Investment Bank's Supervision governance and controls framework.

Compensation

Minimum Salary: $110,000, Maximum Salary: $145,000. The minimum and maximum salary/rate information above includes only base salary or base hourly rate. It does not include any other type of compensation or benefits that may be available.

Responsibilities

Assess the integrity and effectiveness of the bank's internal control framework
Collaborate with various stakeholders across the bank and business units to improve overall control effectiveness
Identify and investigate potential weaknesses and issues within internal controls
Develop reports to communicate key findings from risk assessment including control weaknesses and recommendations
Execute reviews to determine the effectiveness of the bank's internal controls framework

Requirements

Nice to have: Coordinating detailed deliverables
Nice to have: Governance frameworks
Nice to have: Risk-management processes
Nice to have: AI tooling

Skills

Internal control framework Risk mitigation

Quality Analyst

U.S. Bank National Association · Posted Oct 27, 2026

Open

Warsaw, Mazovia, Poland
Hybrid
Full-time · Entry
1–2 years

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Validate operational processes and controls, perform testing and control assessment activities, create audit trails, maintain knowledge of products and regulations, and support quality analysis and measurement activities.

Compensation

We offer a market-competitive compensation package that includes: Clearly defined salary ranges aligned with industry benchmarks and internal equity standards. Performance-based incentives for eligible employees (as defined by relevant plan rules), awarded through transparent, objective criteria that recognize both individual and company performance.

Responsibilities

Validate operational processes and controls
Perform routine to moderately complex testing and control assessment activities
Create comprehensive audit trails and document test conclusions
Maintain thorough knowledge of products, policies, operations, and procedures
Apply knowledge of federal, state, and local laws and regulations

Requirements

High school diploma or equivalent
Nice to have: product knowledge
Nice to have: productivity and accuracy standards
Nice to have: verbal and written communication
Nice to have: computer navigation skills using software packages

Skills

quality analysis measurement activities audit trail creation

Business Risk Management – Central Testing – Emerging Lead

State Street · Posted Nov 5, 2026

Open

Bangalore, India
2–4 years

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Evaluate and test internal controls and apply risk-based assurance skills to business units globally on behalf of the BRM team.

Responsibilities

Evaluate and test internal controls for business lines and locations
Apply risk-based assurance skills to business units globally
Perform walkthroughs and employ common control testing concepts
Document testing and identify exceptions and root causes
Present issues to applicable parties

Requirements

Nice to have: professional qualification in audit or related field
Nice to have: familiarity with securities trading
Nice to have: asset management
Nice to have: custody banking
Nice to have: fund services

Skills

risk assessment control assessment audit testing SOX SOC internal audit

Internal Auditor

ICON plc · Posted Nov 5, 2026

Open

Chennai, Tamil Nadu, India
Hybrid
2+ years

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Support risk-based internal audit assignments across ICON’s global divisions, performing SOX testing, process walkthroughs, and data analytics to identify risk indicators and control weaknesses.

Responsibilities

Support risk-based internal audit assignments across ICON’s global divisions
Perform assigned Sarbanes-Oxley (SOX) testing across ICON’s global divisions
Conduct process walkthroughs with process owners
Test the design and operating effectiveness of internal controls
Use audit management and SOX tools to maintain accurate testing records

Requirements

ACA
ACCA
CIA
equivalent relevant professional qualification
Nice to have: experience in a multinational or listed-company environment

Skills

internal audit external audit audit testing documentation SOX testing risk assessment control assessment

Senior Manager - WM Business Risk

RBC · Posted Nov 4, 2026

Open

Toronto, Ontario, Canada
Full-time · Senior
5–8 years

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Lead operational risk and regulatory compliance reviews for RBC Wealth Management Canada, providing expert guidance on risk impact of change initiatives and supporting strategic decision-making.

Responsibilities

Execute risk & control assessments
Perform operational risk program elements
Act as Line of Business Head Delegate
Drive innovation in control design and testing
Manage rolling 12‑month assessment plan

Requirements

MBA
CPA
CFA
Nice to have: Wealth Management
Nice to have: RBC products

Skills

Operational Risk Regulatory Compliance Risk Assessment Control Assessment Risk Appetite Key Risk Indicator Root Cause Analysis Automation

IT Risk Professional

Freddie Mac · Posted Nov 4, 2026

Open

McLean, Virginia, United States
Full-time
$87K–$131K per year
2–4 years

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Evaluate risks, assess controls, provide audit support, and streamline processes within Enterprise Operations & Technology Risk Management.

Compensation

This position has an annualized market-based salary range of $87,000 - $131,000 and is eligible to participate in the annual incentive program.

Responsibilities

Evaluate risks and controls for SMGO processes
Provide risk insight for ITIL modules
Develop remediation action plans
Coordinate audits and exams
Provide risk and control guidance across EO&T processes

Requirements

Bachelor’s degree in Management Information Systems or Business Administration, with an emphasis in Technology, Computer Science, Accounting Information Systems, related field, or equivalent overall experience
Nice to have: CISA
Nice to have: CRISC
Nice to have: CISM
Nice to have: CISSP

Skills

risk management control assessment compliance operational risk internal audit

Senior Business Risk Manager, Private Banking

Senior Business Risk Manager, Private Banking

Responsibilities

Skills

Benefits

CCO Supervision & Controls - Controls Professional

Compensation

Responsibilities

Requirements

Skills

Quality Analyst

Compensation

Responsibilities

Requirements

Skills

Business Risk Management – Central Testing – Emerging Lead

Responsibilities

Requirements

Skills

Internal Auditor

Responsibilities

Requirements

Skills

Senior Manager - WM Business Risk

Responsibilities

Requirements

Skills

IT Risk Professional

Compensation

Responsibilities

Requirements

Skills

Benefits

Benefits