- Lone Tree, Colorado, United States
- Hybrid
- Manager
- 4+ years
Lead and manage the IT portions of Schwab’s annual ICFR and ICOC assessments, ensuring compliance and control effectiveness.
Compensation
In addition to the salary range, this role is also eligible for bonus or incentive opportunities.
Responsibilities
- Gain exposure to broker‑dealer, bank, and corporate processes through robust risk assessments, varied ongoing control testing, and unique project assessments
- Contribute to a risk‑based approach to the IT portions of Schwab’s annual ICFR and ICOC assessments by seeking and applying understanding of Schwab’s risks and controls
- Collaborate with the SCO’s Business Process and Integrated control teammates, management, Schwab’s external auditor, and other Schwab testing programs to enhance Schwab’s control environment
- Self‑manage and lead the preparation and review of assigned assessment portions, including documenting high‑quality work in accordance with team policies, standards, and procedures
- Partner with management to determine how to remediate identified issues and perform deficiency severity evaluations
Requirements
- Bachelor’s degree in Accounting
- Bachelor’s degree in Internal Audit
- Bachelor’s degree in Information Systems
- Bachelor’s degree in Information Technology