AML/CFT Risk Specialist to support the Bank's Compliance and Risk Management functions, identifying and mitigating financial crime risks through transaction monitoring, customer due diligence, and investigative analysis.
Compensation
Community of Resources Pascagoula - Pascagoula, MS 39567
Responsibilities
Monitor customer transactions and activity through the Bank's transaction monitoring systems to identify unusual or potentially suspicious activity
Investigate AML/CFT, OFAC, and fraud-related alerts and document findings in accordance with Bank policies and regulatory requirements
Conduct Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and ongoing customer risk reviews to ensure compliance with Bank Secrecy Act (BSA) and AML regulations
Prepare clear, thorough, and accurate case documentation, including recommendations for escalation when warranted
Assist with the identification, investigation, and reporting of suspicious activity, including the preparation and filing of Suspicious Activity Reports (SARs) when required
Responsible for AML compliance oversight and advisory within the Broker-Dealer Securities Division, managing investigations, monitoring, and regulatory reporting.
Compensation
Hiring Salary Range $110,000 - $150,000 (Salary to be determined by the education, experience, knowledge, skills and abilities of the applicant, internal equity and alignment with market data.) Subject to business performance and recommendations of management, this role may be eligible to participate in an incentive compensation plan.
Responsibilities
Respond to front office inquiries regarding AML matters
Advise on CIP/KYC/CDD and other AML requirements
Analyze EDD reviews to evaluate customer risk
Perform transaction monitoring reviews and investigations
Review and approve wire and third-party fund requests
The Head / Director, AML Investigations is a senior leadership role accountable for the design, execution, and continuous improvement of the institution's AML Investigations and client EDD program. The role holder serves as the institution's primary decision-making authority across alert adjudication, complex case investigation, SAR filing, and risk-based enhanced due diligence for higher-risk customer.
Responsibilities
Design, execution, and continuous improvement of the institution's AML Investigations and client EDD program.
Serve as the primary decision-making authority across alert adjudication, complex case investigation, SAR filing, and risk-based enhanced due diligence for higher-risk customers.
Provide strategic and operational oversight of the full alert lifecycle, from transaction monitoring and name-screening triage to investigation, disposition, and escalation.
Establish SLAs, KPIs, and quality assurance frameworks for alert adjudication, case aging, and investigator output.
Direct the institution's SAR program, ensuring narrative quality and timely filing with FinCEN.
Lead and manage AML/Financial Crime compliance operations, overseeing team leads, SLA/quality metrics, escalation resolution, and stakeholder coordination.
Locations (3)
Chennai, Tamil Nadu, India
Trivandrum, Kerala, India
Gurugram, Haryana, India
Responsibilities
Manage and work with Team Leads and their combined pods, setting clear performance expectations and holding regular one-on-ones.
Own segment-level SLA, aging, and quality metrics across all in-scope AML workstreams; drive corrective action plans where targets slip.
Serve as the escalation point for complex Transaction Monitoring alerts, ambiguous typology matches, and cross-functional queries requiring judgment beyond Team Lead level.
Run regular calibration sessions with Quality Assurance to align on disposition standards for TM alerts, EDD assessments, and SAR quality.
