Join the Open-Ended Transfer Agency Integration team as a Senior Associate, collaborating with Global Client Service Managers on the set-up and integration of administration of Open-Ended Funds.
Responsibilities
Working on investor setup of new business launches/conversions and project management
Perform quality reviews for all entity types based on Anti-Money Laundering (AML) policies and guidelines
Work extensively with various teams across global locations to fulfil an entity’s KYC requirements
Tax form validation for CRS and FATCA operations covering FATCA CRS reporting
Reviewing fund legal documents and investor documents for new and existing clients
Provide compliance support and oversight for PGIM’s Luxembourg-based activities, focusing on Real Estate and Fund of Funds (Secondaries) businesses, and support the broader European compliance function.
Responsibilities
Execute compliance testing according to a risk-based Compliance Monitoring Plan
Contribute to the review, implementation and enhancement of the compliance framework including relevant policies and procedures
Assess changes in the regulatory environment and participate in the implementation of upcoming regulatory change (including the EU AML package)
Undertake day-to-day activities linked to Anti-Money Laundering (AML), Know Your Customer (KYC) such as Client Due Diligence (CDD), adverse media and sanctions screening and risk assessments
Coordinate the investors AML/CFT due diligence by overseeing the work performed by the delegated Transfer Agent
Requirements
relevant degree level qualification or professional qualification
Nice to have: Alternative investment fund management (Real estate and Secondaries)
Provide compliance support and oversight for PGIM’s Luxembourg-based activities, focusing on Real Estate and Fund of Funds (Secondaries) businesses, and support the broader European compliance function.
Compensation
You will receive an attractive, performance-oriented salary and pension scheme benefits.
Responsibilities
Execute compliance testing according to a risk-based Compliance Monitoring Plan
Contribute to the review, implementation and enhancement of the compliance framework including relevant policies and procedures
Assess changes in the regulatory environment and participate in the implementation of upcoming regulatory change (including the EU AML package)
Undertake day-to-day activities linked to Anti-Money Laundering (AML), Know Your Customer (KYC) such as Client Due Diligence (CDD), adverse media and sanctions screening and risk assessments
Coordinate the investors AML/CFT due diligence by overseeing the work performed by the delegated Transfer Agent
Requirements
relevant degree level qualification or professional qualification
Nice to have: Alternative investment fund management (Real estate and Secondaries)
Verhandlung, Abwicklung und Überwachung von Avalen und Akkreditiven sowie Analyse und Bewertung von Avaltexten, Betreuung von Großprojekten und Unterstützung im internationalen Projektgeschäft.
Compensation
Attraktive Bezahlung nach IG-Metall-Tarifvertrag
Responsibilities
Eigenverantwortliche Verhandlung, Abwicklung und Überwachung von Avalen und Akkreditiven
Prüfung, Analyse und Bewertung von Avaltexten sowie Identifikation und Einschätzung finanzieller und vertraglicher Risiken
Betreuung und Monitoring von Großprojekten sowie Unterstützung im internationalen Projektgeschäft bei der Angebots- und Vertragsgestaltung
Mitwirkung bei der Strukturierung und Umsetzung von Konzernfinanzierungen und konzerninternen Finanzierungen
Kommunikation und Abstimmung mit Banken sowie internen Fachabteilungen
Lead the embedded finance strategy and product development for Bosch Mobility Platform, driving end-to-end ownership from concept to live transactions across fleet operators, marketplaces and partners.
Responsibilities
Own and evolve the financial services roadmap
Identify high-potential financing needs and prioritize use cases
Build multi-lender capability and partner with banks, NBFCs and fintechs
Co-create credit products and financial structures
Design financing schemes and activation programmes
Requirements
Bachelor's degree in engineering, finance, economics or a related field
Lead the digital product vision and strategy for new client acquisition across the International Private Bank, driving global adoption and AI integration.
Responsibilities
Set the direction: Own the product vision, strategy and roadmap for new client acquisition.
Own the journey: Own the advisor’s journey from first contact to new client.
Start with the problem: Spend time with advisors to understand how they win clients today.
Put AI to work: Find where AI can do real work for advisors, such as spotting signals, matching leads to advisors and suggesting next steps.
Lead delivery: Work with Technology and Design to write clear requirements, run agile ceremonies, test with advisors before launch and clear dependencies with other teams quickly.
Conducting risk-based due diligence on prospective and existing counterparties. The role evaluates counterparty identity, ownership and control, business activities, regulatory status, geographic exposure, reputation, sanctions exposure, and other financial-crime or integrity risks.
Locations (3)
Bengaluru, Karnataka, India
Mumbai, Maharashtra, India
National Capital Region, India
Responsibilities
Conduct initial, periodic, and event-driven due diligence reviews of counterparties, including legal entities, financial institutions, vendors, intermediaries, agents, and other third parties.
Collect, verify, and analyze corporate registration records, organizational documents, ownership information, licenses, regulatory records, tax forms, certifications, and other supporting documentation.
Identify and document ultimate beneficial owners, controlling persons, directors, authorized signatories, and relevant affiliates.
Act as a single point of contact and case manager for Front Office onboarding requests, providing pre-onboarding advisory to Relationship Managers to ensure correct first-time account opening and client due diligence.
Responsibilities
Act as a single point of contact and case manager for Front Office onboarding requests
Provide pre-onboarding advisory to Relationship Managers to get it right first time
Review CID, KYC and SoW requirements, minimizing errors, rework, and rejection rates
Independently review account opening documents and SoW write-ups across account types
Escalate higher-risk matters and regulatory questions to Financial Crime Compliance for sign-off
Analyze complex ownership and control structures, including multi-tiered entities, investment funds, trusts, partnerships, state-owned entities, and offshore structures.
Perform sanctions, PEP, watchlist, enforcement, and adverse-media screening on counterparties and relevant associated persons.
Requirements
Bachelor’s degree in business, finance, accounting, economics, criminal justice, international affairs, legal studies, or a related discipline
Nice to have: reviewing corporate entities
Nice to have: analyzing complex ownership structures
Analyst, ComplianceNewPGIM · Luxembourg City, Luxembourg
IPB Digital & Data Transformation – New Client Acquisition Digital Product Lead, Vice President, LondonNewJPMorgan Chase & Co. · London, United Kingdom
SC KYC AnalystNewExxonMobil · Bengaluru, India+2 more
Client Onboarding SpecialistNewUBS · Sydney, Australia