- London, England, United Kingdom
- Hybrid
- Full-time
Responsible for client onboarding of capital markets deals, managing KYC documentation, compliance screenings, and static data management.
Responsibilities
- Serve as primary point of contact for clients to request, collect, and review all required KYC documentation during onboarding and periodic reviews.
- Work with Group Compliance to ensure correct KYC information is received and present the deal to the Business Acceptance Committee for approval.
- Manage deal onboarding with the wider capital markets/CSC team.
- Review and analyse client ownership structures and perform ultimate beneficial ownership and risk assessments.
- Conduct PEP, sanctions, and general compliance screenings and analyse the results.