The Analyst will serve in an Asset Based Testing role that will help plan, scope, execute, and report testing of IT and Information Security controls.
Compensation
Compensation: $40/hour - $48/hour
Responsibilities
Planning & Scoping of Asset Based Assessments to include development of communications, risk & control matrices, scope documents and other supporting information
Perform walk-throughs with business partners identifying actual versus expected controls
Create test strategies to test actual controls
Document all work performed to meet the IIA reperformance standard
Document issues and final reports
Requirements
Bachelor Degree in business, information systems or related field or equivalent work/military experience
Lead and manage the SOX compliance program for American Honda Finance Corp., overseeing risk assessments, control testing, remediation, and reporting to support SEC filings and financial reporting.
Compensation
Salary Range: $122,800.00 - $184,200.00
Responsibilities
Lead end-to-end SOX program management
Drive remediation and accountability
Oversee risk, controls, and audit coordination
Support system implementations and change management
Serve as SOX subject matter expert
Requirements
Bachelor’s degree in Accounting, Finance, or Economics
Nice to have: Certified Public Accountant (CPA)
Nice to have: Certified Information Systems Auditor (CISA)
Lead and manage compliance programs for registered funds, oversee client relationships, conduct examinations, and develop the Fund CCO service line.
Locations (2)
Denver, Colorado, United States
United States
Compensation
Salary: $150,000 - $200,000. Actual compensation will be determined based on experience, qualifications, and other job‑related factors. This position may also be eligible for discretionary bonus compensation.
Responsibilities
Serve as named Fund Chief Compliance Officer and Anti‑Money Laundering Compliance Officer for multiple 1940 Act registered fund clients
Own multiple client relationships and act as embedded partner and senior relationship contact
Present to fund boards and prepare annual Rule 38a‑1 reports
Review and assess compliance policies, procedures and risk assessments annually
Design, perform and document testing of key controls
Responsible for overseeing the implementation of security controls and technologies to protect the organization’s information assets, including data encryption, access controls, and intrusion detection and prevention systems.
Compensation
Pay Range: $92,820.00 - $109,200.00
Responsibilities
Oversee implementation of security controls and technologies
Support governance, development, maintenance, validation, and oversight of ISS control environment
Partner with Control Owners, Business Process Owners, risk partners, technology and cybersecurity teams, auditors, and other stakeholders
Assist stakeholders with development of new controls and business processes
Modify existing controls, change management activities, annual attestations, data-quality reviews, audit and regulatory requests, and control validation activities
The IS Governance Risk & Compliance Specialist oversees implementation of security controls and technologies, supports governance, development, maintenance, validation, and ongoing oversight of the Information Security Services control environment, and collaborates with stakeholders to ensure business processes and controls are appropriately designed, documented, and maintained.
Compensation
Pay Range: $92,820.00 - $109,200.00
Responsibilities
Oversee implementation of security controls and technologies
Support governance, development, maintenance, validation, and ongoing oversight of ISS control environment
Collaborate with Control Owners, Business Process Owners, risk partners, technology and cybersecurity teams, auditors, and other stakeholders
Assist stakeholders with development of new controls and business processes
Modify existing controls, change-management activities, annual attestations, data-quality reviews, audit and regulatory requests, and control validation activities
Financial Accounting Advisory Services (FAAS) professionals provide advisory services including Accounting and regulatory support for accounting change and special matters; accounting processes and controls support.
Responsibilities
Execute SOX and IFC design, walkthrough, and implementation
Perform business process reviews and create flowcharts and RCMs
Conduct risk assessments and identify key accounts and transactions
Lead risk-based reviews of application fraud controls across Retail Credit origination, underwriting, and digital and non-digital channels to identify gaps and assess adherence to approved standards.
Responsibilities
Strengthen governance and oversight over application fraud controls through periodic reviews, control testing, issue escalation, and remediation management.
Ensure application fraud controls comply with regulatory requirements, internal policies, industry standards, and audit expectations.
Reduce application fraud exposure by identifying emerging fraud trends, strengthening controls, and improving fraud detection capabilities.
Drive digital transformation of fraud-risk management processes through automation, analytics, and technology-enabled controls.
Develop and maintain strong partnerships with business, credit, operations, technology, compliance, audit, and external stakeholders to strengthen fraud-risk management.
Business Risk Management - Central TestingState Street · Bangalore, India
Manager-SOX ComplianceAmerican Honda Motor Co., Inc. · Torrance, US
Fund Chief Compliance Officer, Compliance DirectorPINE Advisor Solutions · Denver, US+1 more
IS Governance Risk & Compliance SpecialistU.S. Bank National Association · Minneapolis, US
AVP- Application Fraud Controls (UAE Nationals Only)Mashreq · United Arab Emirates