Lead operational risk, controls, governance, and audit activities within the Investment Accounting Group, driving risk mitigation and regulatory compliance.
Responsibilities
Maintain an end-to-end view of operational risk and the control environment across Investment Accounting and its service partners
Act as a senior subject‑matter expert and coordination point across operational risk, controls, governance and issue management
Lead and enhance governance, escalation, monitoring and management‑information frameworks
Identify and challenge control, process and documentation weaknesses
Lead key risk and control activities, including RCSA, access governance and recertification, business continuity planning, and periodic control assessments
The role involves providing compliance advice, establishing compliance policies, developing monitoring programs, and managing regulatory relationships for Equity Capital Markets in Hong Kong.
Responsibilities
Collaborate with Central Compliance to provide timely and practical compliance advice
Keep teammates informed of all regulatory updates from regulators e.g. Securities & Futures Commission (SFC), The Stock Exchange of Hong Kong Limited (SEHK), Hong Kong Futures Exchange Limited (HKFE) etc and work closely with Central Compliance to provide practical advice to ensure ongoing compliance
Work closely with relevant BUs and other DBS Group compliance teams to establish and implement appropriate compliance policies and procedures
Develop and implement compliance monitoring review program covering all key regulatory risks and be able to make constructive suggestions to improve the internal control framework
Assess BU’s compliance training needs and develop, review, conduct trainings that suit business needs
Lead governance, management, and risk control oversight for IBG Operations across International Centres
Compensation
We offer a competitive salary and benefits package
Responsibilities
Work in close partnership with International Centres Ops team and Regional Operations teams to standardize processes and system solutions.
Maintain constant engagement with International Centres Ops teams to explain Head Office initiatives, understand challenges from locations, and collaborate with various stakeholders to resolve roadblocks.
Drive and guide locations on operational risk management to ensure compliance to risk standards.
Review operations metrics, Key Risk Indicators (KRI), and management reports submitted by the locations. Exercise sound judgment and escalate issues appropriately.
Work with Regional Ops team to coordinate regional projects impacting International Centres, ensuring that regional are delivered on schedule.
Assegurar uma execução eficaz e uma forte orientação operacional na implementação de processos e sistemas de Gestão do Risco Não Financeiro (NFR), enquanto elemento fundamental para a concretização dos objectivos estratégicos da organização, nas unidades de negócio e funções corporativas.
Responsibilities
Actuar como principal ponto de contacto em matéria de Risco Não-Financeiro (NFR) junto dos stakeholders preando aconselhamento especializado sobre fraude, risco de informação, entre outros riscos e ameaças operacionais, de forma a apoiar a integração de mecanismos de controlo na estratégia do negócio.
Manter relações de confiança e credibilidade com as equipas de auditoria interna e externa, entidades reguladoras e instituições congéneres, promovendo uma abordagem colaborativa à supervisão e gestão do risco.
Realizar a Auto-Avaliação de Riscos e Controlos (Risk and Control Self-Assessment – RCSA) em todas as áreas de negócio aplicáveis, avaliando os diferentes tipos de risco relevantes, com vista à identificação e o registo de fragilidades nos mecanismos de controlo.
Analisar os impactos no negócio e facilitar o processo formal de aceitação do risco nas situações em que o risco residual exceda o apetite pelo risco definido, permitindo uma tomada de decisão informada por parte da gestão.
Promover uma cultura sólida de risco e controlo nas diferentes áreas funcionais, participando em iniciativas de partilha de conhecimento que reforcem a importância da gestão do risco junto dos colaboradores.
Lead independent second‑line oversight of technology, data, and operational risk within the Governance, Risk and Compliance team.
Responsibilities
Provide independent second‑line oversight and constructive challenge of first‑line risk assessments, control designs, remediation strategies, risk decisions, and supporting evidence.
Perform oversight across key risk programs including RCSAs, third‑party risk, initiative and change risk, incidents and reportable events, issue management, risk acceptances, corrective action plans, and BCM/DR.
Analyze complex technology, data, cybersecurity, cloud, infrastructure, and operational resilience risks to identify gaps, emerging themes, systemic issues, and areas requiring escalation.
Develop clear, evidence‑based second‑line risk opinions and communicate findings, recommendations, and risk insights to senior leaders and key stakeholders.
Support the continued evolution of risk oversight through data analysis, automation, continuous monitoring, and emerging technologies such as Generative AI and Agentic AI.
Provide independent second‑line oversight and constructive challenge of first‑line risk assessments, control designs, remediation strategies, risk decisions, and supporting evidence.
Perform oversight across key risk programs including RCSAs, third‑party risk, change risk, incidents, reportable events, issue management, risk acceptances, corrective action plans, and BCM/DR.
Analyze complex technology, data, cybersecurity, cloud, infrastructure, and operational resilience risks to identify gaps, emerging themes, systemic issues, and areas requiring escalation.
Develop clear, evidence‑based second‑line risk opinions and communicate findings, recommendations, and risk insights to senior leaders and key stakeholders.
Support the continued evolution of risk oversight through data analysis, automation, continuous monitoring, and emerging technologies such as Generative AI and Agentic AI.
Lead and manage first-line risk and control activities within MUFG Bank (Europe) N.V., coordinating RCSA, KCT, and remediation processes.
Compensation
Gross salary based on experience and consistent with the market.
Responsibilities
Coordinate and facilitate end-to-end RCSA planning, workshops, risk identification, risk assessment and review cycles across the First Line
Maintain and further develop the consolidated first-line risk and control inventory
Coordinate the annual KCT programme by supporting scope definition, testing plan preparation, evidence standards, tester coordination, result consolidation and management of follow-up actions
Provide quality review and practical challenge over RCSA and KCT inputs
Own the first-line issue and remediation tracking discipline
Manager, Information Risk ManagementManulife · Quezon City, Philippines