Lead Risk Officer providing comprehensive oversight, review, and credible challenge to the Wealth Retail Bank and Citigold business, establishing holistic operational risk coverage strategy across products and control ecosystems.
Compensation
$144,480.00 - $216,720.00
Responsibilities
Establish holistic operational risk coverage strategy across all products, end-to-end processes, risk profiles, and control ecosystems
Ensure robust risk governance and alignment with Citi's Operational Risk Framework (ORMF) and Enterprise Risk Management Framework (ERMF)
Provide active challenge of first-line self-assessments such as MCA
Perform rigorous thematic risk mitigation across critical risk domains
Assess root-cause analyses and validate corrective action plans (CAPs)
Relationship management focused on wealth management, financial planning, and customer acquisition for affluent segments at the Tucheng branch.
Responsibilities
Acquire new affluent customers and solicit business opportunities through cross selling, referral, personal business connections.
Identify customer needs through financial needs analysis/planning and provide appropriate solutions on a broad range of banking, insurance & investment products.
Offer suitable wealth management products/services in accordance with the customers’ profile, promote and explain the products & their associated risks.
Attend to customers’ queries on wealth management incl. investment & treasury products needs.
Maintain regular contact with existing customers to build & deepen relationship and reduce attrition.
Perform EDD/CDD KYC due diligence and name screening activities; review client profiles and validate source of funds for Consumer Banking customers.
Responsibilities
Perform EDD/CDD KYC due diligence and name screening activities
Review client profiles and validate the source of funds/wealth of each customer with proper corroboration
Interpret and implement updates to internal policies, operating manuals, and checklists, effectively communicating changes to front office and business teams
Prepare presentation deck, and produce management reports
Support AML champion for CBG to resolve issues that arise from a KYC/AML perspective between FCSS, Front Office and Supporting Units
Requirements
University graduate
Nice to have: CAMS (Certified Anti Money Laundering Specialist)
Nice to have: International Association Diploma in Anti Money Laundering
The Relationship Banker Business Specialist within the retail banking organization focuses on acquiring and expanding share of wallet for Consumer and Business Banking opportunities under 2MM.
Responsibilities
Acquires and expands share of wallet for Consumer and Business Banking opportunities under 2MM in sales revenue
Achieves business results through leadership of and productive collaboration with a wide range of ecosystem partners
Responsible for proactive lead generation and appointments conducted inside and outside of branch
Delivers a differentiated client experience from acquisition to onboarding
Responsible for proactive lead generation and appointments
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