Lead operational risk and performance initiatives in a passenger transportation environment, focusing on safety, training, compliance, and process improvement.
Responsibilities
Assess safety, training, compliance, and operational performance to identify recurring issues, underlying causes, and opportunities for improvement.
Develop practical action plans that clearly define expectations, ownership, timelines, and measures of success.
Build, test, implement, and improve safety and training processes that local teams can consistently follow and sustain.
Develop and maintain an effective safety and training program aligned with applicable regulatory requirements and operational needs.
Establish performance measures, use data to identify trends, and evaluate whether corrective actions are producing the intended results.
Requirements
Nice to have: Revenue-service driving experience
Nice to have: Large operation experience
Nice to have: Frontline workforce management
Nice to have: Regulated passenger transportation experience
Nice to have: Corrective action plan implementation
Lead the business: Take full ownership of the hotel's financial and operational performance, with accountability for P&L, budgets, forecasting, profitability and the delivery of agreed business objectives.
Responsibilities
Lead the business: Take full ownership of the hotel's financial and operational performance, with accountability for P&L, budgets, forecasting, profitability and the delivery of agreed business objectives.
Drive commercial performance: Maximise revenue and profitability, with a particular focus on Rooms performance, corporate account development, market share and identifying opportunities to grow the wider business.
Develop new business opportunities: Build strong relationships within the local and regional business community, proactively identify new revenue opportunities and strengthen the hotel's position within the Peterborough market.
Lead through people: Build on the strengths of an established and experienced team, providing clear direction, support and development while creating an environment of trust, accountability and collaboration.
Own operational excellence: Provide visible and effective leadership across the hotel, ensuring consistent standards, efficient ways of working and a positive guest experience.
Director of Regulatory and Policy Oversight for Alternatives and Digital Assets in Asset Management’s Treasurers Office, essential in supporting emerging regulatory requirements, accounting and financial reporting policies for Fidelity’s evolving alternative and digital asset products.
Responsibilities
Monitor and analyze regulatory developments on topics related to alternative investments and blockchain-based investment structures and tokenized financial instruments
Support policy development and implementation concerning alternative investments and digital asset solutions
Collaborate across Fidelity, partnering with Fund and Investment Operations, Compliance, Risk, Technology, and Digital Asset Management teams
Engage with regulators and industry advocacy groups, contributing to Fidelity’s Regulatory Coordination Program and shaping responses to proposals and rules
Help oversee third-party service providers and internal teams involved in fund accounting and administration for digital asset products and other alternative investments
Requirements
Nice to have: Certified public accounting certification (CPA)
This job is responsible for executing second line of defense compliance and operational risk oversight for a Consumer Fulfillment Operations, overseeing Consumer Vehicle Lending, First Mortgage and Home Equity products.
Locations (3)
Charlotte, North Carolina, United States
Jersey City, New Jersey, United States
New York, New York, United States
Compensation
$97,200.00 - $195,000.00 annualized salary, offers to be determined based on experience, education and skill set.
Responsibilities
Assesses risks and effectiveness of Front-Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations
Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management -Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management Program and Standard Operating Procedures
Lead hands-on execution and documentation of Risk and Control Self-Assessments (RCSAs) across multiple banking operations functions, investigating Operational Risk Events (OREs) and implementing control improvements.
Responsibilities
Lead hands-on execution and documentation of Risk and Control Self-Assessments (RCSAs) across multiple banking operations functions
Evaluate inherent risks, existing controls, control effectiveness, and residual risk exposure to identify potential operational vulnerabilities
Investigate and document Operational Risk Events (OREs), including event narratives, root cause analysis, control deficiencies, and corrective actions
Review existing operational workflows and control frameworks to identify gaps, weaknesses, and opportunities for risk reduction
Collaborate with operations stakeholders to establish practical risk mitigation strategies and remediation plans
Individuals in Monitoring & Testing are responsible for validating that a control is adequately designed and effectively operating to mitigate associated risks. This includes performing Control Design Assessments (CDA), designing and assessing Monitoring & Testing tools (OEM/OET), executing Operational Effectiveness Monitoring/Testing, and ensuring sustainability for issue closure. This role is a senior individual contributor within the control testing function.
Responsibilities
Develop and execute Monitoring and Testing for controls, including control design assessment and design of operational effectiveness for monitoring & testing tools
Support reporting on control effectiveness to top management and relevant stakeholders
Help teams involved in the end-to-end monitoring of the controls as defined in Risk Management policy
Participate in strategic initiatives for control performance enhancements
Participate in leadership meetings to analyze documentation and processes to ensure risks and control points are properly addressed
Requirements
Bachelor's/University degree or equivalent experience
Senior Investment Operations Oversight professional responsible for overseeing outsourced operational services that support the Asia business, ensuring delivery quality, robust control standards and effective risk management across core investment operations activities.
Responsibilities
Leading oversight of outsourced service providers across Middle Office, Fund Operations and Client Servicing, ensuring strong delivery standards, adherence to SLAs and continuous improvement
Acting as the primary escalation point for operational issues, service failures, control weaknesses and client-impacting incidents, leading root cause analysis and ensuring sustainable remediation
Partnering with Client Management, Trading, Fund Management, Distribution and Investments teams to support Asia client service delivery, resolve operational queries and deliver an exceptional client experience
Building and maintaining strong relationships with internal and external stakeholders, representing the Hong Kong Operations team professionally and establishing credibility and confidence
Overseeing same-day Asia Client Order Management flows and managing operational risk across the trade lifecycle, cash management, reconciliations and settlements, enabling effective trading across APAC markets
Requirements
Bachelor’s degree in Finance, Economics, Accounting or a related discipline
Lead and oversee operational risk management for the Institutional Banking Group Operations, driving risk governance, audit readiness, and innovation initiatives.
Compensation
We offer a competitive salary and benefits package
Responsibilities
Proactively identify, assess, and manage emerging risks for IBGO
Drive audit readiness and coordinate upcoming audits
Oversee RCSA quality and documentation
Monitor and prepare risk metrics and forum materials
Identifies and escalates problems or issues that arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses
Manages inventory of processes, risks, controls, and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities
Assists in the development of independent risk management reporting for respective area(s) of coverage as input into country/regional governance and management routines
Senior Operational Risk and Controls Officer (RCSA & Operational Risk Events)NewAxiom Path · New York, US