Provide leadership and subject-matter expertise across operational risk, controls, and governance, maintaining an end-to-end view of the control environment across Investment Accounting and its service partners.
Responsibilities
Maintain an end-to-end view of operational risk and the control environment across Investment Accounting and its service partners, challenging whether material risks are appropriately identified, owned, controlled and escalated.
Act as a senior subject-matter expert and coordination point across operational risk, controls, governance and issue management, establishing consistent standards and clear accountability across the organization.
Lead and enhance governance, escalation, monitoring and management-information frameworks that provide senior leadership with clear visibility into emerging risks, control health, significant issues and remediation progress.
Identify and challenge control, process and documentation weaknesses, partnering with accountable owners to drive root-cause analysis and sustainable remediation rather than tactical fixes.
Lead key risk and control activities, including RCSA, access governance and recertification, business continuity planning, and periodic control assessments.
Support and improve commercial data operations, ingestion workflows, and data quality processes within Experian’s data ecosystem.
Responsibilities
Support daily commercial data operations across Amazon Web Services-based ingestion and sourcing workflows
Monitor ingestion pipelines, recurring operational processes, and file movement activities to identify issues, delays, or failures
Investigate data discrepancies, onboarding issues, operational defects, and quality exceptions, then coordinate resolution with technical partners
Help onboard new incoming commercial data sources and support efforts to reduce time-to-file
Perform data validation and operational checks to help ensure completeness, accuracy, and readiness of ingested data
Requirements
Bachelor's degree in business, information systems, analytics, data management, computer science, or a related field, or equivalent practical experience
Lead and develop audit resources and oversee complex financial, operational, and compliance assurance and advisory engagements, including SOX control design and operating effectiveness assessments.
Compensation
Competitive compensation + STI & LTI
Responsibilities
Manage and execute the risk-based audit plan
Supervise and develop audit team members
Oversee the planning, execution, and reporting of assurance and advisory engagements
Perform and review engagement-level risk assessments
Coordinate and oversee the SOX audit program
Requirements
Bachelor’s degree in accounting, finance or business
The centralized testing team within the Enterprise Business Risk & Control Office is responsible for executing operational control and compliance testing for all business areas across the firm.
Compensation
This position has an annualized market-based salary range of $98,000 - $148,000 and is eligible to participate in the annual incentive program.
Responsibilities
Perform control test of design and test of operating effectiveness, producing thorough, high quality work papers with appropriate evidence to support conclusions
Execute testing in adherence with procedures and documentation requirements
Identify and escalate inconsistencies or gaps to reviewers in a timely manner
Manage control test related data in GRC Tool for accuracy and completeness
Challenge status quo. Identify opportunities to improve and streamline processes, including testing automation
Requirements
Bachelor’s Degree preferably in Management Information Systems
Business Administration with an emphasis in Technology
Lead the development and execution of control frameworks, coordinate audit and compliance reviews, and drive risk mitigation strategies within Global Equities Operations.
Responsibilities
Conduct functional deep dive reviews and targeted risk assessments to identify, analyze, and address control gaps and emerging risks within operational processes.
Partner with Audit, Compliance, and Regulatory teams to assess incidents, perform root cause analysis, and drive remediation of control issues.
Design and execute risk mitigation strategies based on findings from audits, deep dives, and risk reviews, ensuring sustainable control enhancements.
Develop, analyze, and publish standardized control metrics; leverage business analytics tools (e.g., Tableau, Qlik) to identify trends, errors, and opportunities for process improvement.
Drive control remediation and risk mitigation programs using data-driven insights and metric-based analysis.
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